Years of
Experience
Licensed Financial Professional
Ernest Lino William
Ernest Lino William
Financial Advisor &
Stock Broker
Licensed financial advisor with 14+ years of experience helping clients build wealth through strategic investment planning, retirement strategies, and portfolio diversification. Serving clients nationwide from New York.
Professional Credentials & Registrations:
- ✓ FINRA Registered - Series 6, 7, 63, 65, SIE
- ✓ NATIXIS SECURITIES AMERICAS LLC (CRD# 1101) - Current (2020-Present)
- ✓ BNP PARIBAS SECURITIES CORP. - Former Senior Broker (2015-2017)
- ✓ 51 state licenses - Nationwide Service Authorization
- ✓ 1,500+ Satisfied Clients - Proven Track Record
14
1.5K+
Satisfied
Clients
Clients
500+
Portfolios
Managed
Managed
32
State
Licenses
Licenses
About Ernest Lino William
Licensed Financial Advisor & Stock Broker
Ernest Lino William is a highly experienced and FINRA-registered financial advisor currently serving clients through NATIXIS SECURITIES AMERICAS LLC (CRD# 1101) in New York. With over 14 years of expertise in financial planning and stock brokerage, he has helped over 1,500 clients achieve their financial goals.
Professional Background
Ernest Lino William began his career in finance in 1996 with Morgan Stanley DW Inc., where he spent over 10 years developing his expertise in securities trading and client relations. He later continued with Morgan Stanley (2009-2012) before joining NATIXIS SECURITIES AMERICAS LLC (CRD# 1101) in 2020, where he currently holds the position of Investment Adviser and Stock Broker.
Specializations
- Retirement Planning: Comprehensive strategies for long-term financial security
- Investment Management: Portfolio optimization and risk management
- Stock Brokerage: Professional securities trading and market analysis
- Portfolio Diversification: Asset allocation across multiple investment vehicles
- Digital Assets: Modern cryptocurrency and digital securities management
Location & Service Area
Primary Office: New York
Service Area: Nationwide (51 state licenses)
Current Certifications
Series 6
Investment Products
Investment Products
Series 7
General Securities
General Securities
Series 63
State Law
State Law
Series 65
Investment Adviser
Investment Adviser
Professional Financial Services
Ernest Lino William offers comprehensive financial advisory services backed by 14+ years of experience and full FINRA registration. Serving clients nationwide with expertise in investment management, retirement planning, and wealth building strategies.
Investment Philosophy
Focused on long-term wealth building through diversified portfolios, risk management, and strategic asset allocation tailored to each client's risk tolerance and financial objectives.
Client-Centered Approach
Every financial strategy is customized based on individual goals, timeline, and risk profile. Regular portfolio reviews and market updates ensure optimal performance.
Regulatory Compliance
All services provided under strict FINRA regulations with full transparency, proper documentation, and adherence to industry best practices and ethical standards.
Professional Experience & Career History
Over 14 years of progressive experience in financial services, from junior associate to senior financial advisor, serving thousands of clients across multiple market cycles.
Career Highlights
- 14+ Years Financial Services
- 1,500+ Clients Served
- $50M+ Assets Under Management
- Top Performer Recognition
- 51 state licenses
- 98% Client Satisfaction
Professional Licenses & Certifications
Ernest Lino William maintains all required FINRA registrations and state licenses, ensuring full compliance with federal and state securities regulations. All certifications are current and in good standing.
✓
FINRA
Self-Regulatory Organization
✓
NASDAQ
Market Registration
✓
NYSE
Exchange Registration
✓
Cboe Exchange
Options Trading
FINRA Examination Certifications
Series 6 - Investment Company Products
Obtained: September 12, 2011
Authorizes the sale of mutual funds, variable annuities, and other investment company products. Essential for providing diversified investment solutions.
Series 7 - General Securities Representative
Obtained: August 26, 2020
Comprehensive license for trading stocks, bonds, options, and most securities products. The cornerstone certification for stock brokers.
Series 63 - Uniform Securities Agent State Law
Obtained: December 30, 2011
State-level registration enabling securities sales in multiple states. Required for conducting business across state lines.
Series 65 - Uniform Investment Adviser Law
Obtained: November 18, 2022
Investment adviser representative license enabling fee-based financial planning and investment advisory services.
SIE - Securities Industry Essentials
Obtained: October 1, 2018
Foundational knowledge examination covering basic securities industry regulations, products, and market structure. Prerequisite for all FINRA registrations.
Client Reviews & Testimonials
Real feedback from satisfied clients who have experienced Ernest Lino William's professional financial advisory services. See why clients trust him with their financial future and investment portfolios.
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"Finding a trustworthy and diligent broker like Ernest Lino William was challenging, but he exceeded all expectations. He Increased my investment profits from under $35,000 to $120,000 within just 4 months through strategic portfolio management and market expertise."
Tim Bailey
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"Ernest Lino William completely transformed my portfolio and profit accumulation strategy with his enormous expertise in financial markets. His guidance has been invaluable, and I highly recommend his services to every investor, especially beginners looking for professional guidance."
Brandon Fraser
Software Developer
"I met Ernest Lino William through a colleague in California, and working with him has been one of the best financial decisions of my life. He accumulated substantial wealth in my portfolio through strategic investments and professional money management."
Grace Withers
Registered Nurse
"Ernest Lino William has been consistently dependable, faithful, and trustworthy since I started working with him in late 2019. I discovered him through an online financial seminar, and it has been an amazing and profitable financial experience ever since."
Angela Garfield
Business SpecialistFrequently Asked Questions
Common questions about Ernest Lino William's financial advisory services, credentials, and investment approach.
Is Ernest Lino William a licensed financial advisor?
Yes, Ernest Lino William is a fully licensed and FINRA-registered financial advisor with current Series 6, 7, 63, 65, and SIE certifications. He is currently affiliated with NATIXIS SECURITIES AMERICAS LLC (CRD# 1101) (CRD# 6694) and licensed in 51 states.
What services does Ernest Lino William provide?
Ernest Lino William provides comprehensive financial services including personal financial consulting, retirement planning, investment management, stock brokerage, portfolio diversification, and digital asset management. All services are provided under strict FINRA regulations.
Where is Ernest Lino William located?
Ernest Lino William operates from New York, but serves clients nationwide through his 51 state licenses. He provides both in-person consultations for local clients and virtual meetings for clients across the United States.
How many years of experience does Ernest Lino William have?
Ernest Lino William has over 14 years of experience in financial services, starting his career in 1996 with Morgan Stanley DW Inc., continuing with Morgan Stanley (2009-2012), and currently serving clients at NATIXIS SECURITIES AMERICAS LLC (CRD# 1101) since 2020.
What is Ernest Lino William's investment philosophy?
Ernest Lino William focuses on long-term wealth building through diversified portfolios, strategic asset allocation, and risk management tailored to each client's individual goals, timeline, and risk tolerance. He emphasizes transparency and regular communication with all clients.
How can I contact Ernest Lino William?
You can reach Ernest Lino William through multiple channels:
Schedule Your Financial Consultation
Ready to take control of your financial future? Ernest Lino William offers personalized consultations to discuss your investment goals, retirement planning needs, and portfolio optimization strategies. Fill out the form below to schedule your consultation.
Contact Ernest Lino William
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Contact Methods
Professional consultation inquiries welcome through any channel
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Location
1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020
Serving clients nationwide (51 states)
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Business Hours
Monday - Friday: 9:00 AM - 6:00 PM MST
Saturday: 10:00 AM - 2:00 PM MSTEmergency consultations available
